Colonia Appeals & Appellate Lawyers

Financial services attorney primarily focused on resolving disputes through securities arbitration before the Financial Industry Regulatory Authority (FINRA), in addition to state and federal court litigation on select securities and consumer matters. On behalf of aggrieved investors, seek recovery of investment losses due to defective financial products or the wrongdoing of a broker or wealth manager. On behalf of securities industry professionals, offer representation on a broad range of matters including broker transitions, compensation-related disputes and employment matters including U5 expungement.

As a former federal prosecutor and an Assistant District Attorney in Manhattan, I also understand how the other side thinks. With ten of my 30 years of legal experience devoted to prosecution, I have unique insight into how both New Jersey state and federal authorities bring charges and how they argue cases.