Ridge Appeals & Appellate Lawyers

Adam M. Nicolazzo has helped recover millions of dollars in cases stemming from Ponzi and promissory note selling away schemes, and unsuitable and fraudulent investments. He has successfully represented numerous industry participants in employment disputes and obtained “no action” letters from FINRA Enforcement. Adam is proud to actively advocate for fair securities markets and increased disclosure for public investors. He is a member (and has served as Co-Chairman) of PIABA’s SRO Committee, which frequently comments on securities industry rule proposals, and has advised State and Federal Courts regarding securities laws and industry practices by writing “friend of...