Mendham Securities Lawyers

Thomas A. Utzinger is an attorney and consultant in New Jersey. He is the Managing Member of GlacierAdvisory LLC, a public policy and business advisory firm focused on sustainability-related strategies. For more than twenty years, Thomas has worked in government, law firm, corporate, and consulting positions in Washington, D.C., New York, and New Jersey. This experience provides a broad perspective as to the current policy and regulatory issues facing various industry sectors. Thomas holds an LL.M. in Environmental Law from The George Washington University Law School, a J.D. from Boston University School of Law, and a B.A. in History from...

Adam Gana serves as the managing partner of the law firm of Gana Weinstein LLP. His practice focuses on all aspects of securities arbitration. Mr. Gana's experience includes securities arbitration and litigation in various dispute resolution forums including JAMS, NFA and FINRA and litigation in both State and Federal Courts. As lead counsel, Mr. Gana has tried more than forty cases to verdict before the state and federal trial and appellate courts, AAA, and has settled hundreds more cases through mediation and direct negotiation.

Mr. Gana was named in the New York Super Lawyers Rising Stars® for eight straight years (an...

My legal practice has always involved the representation of stock market participants, including investors, financial professionals and firms, nationwide. My work includes representation of in connection with FINRA Examinations and Enforcement Proceedings, as well as SEC investigations. I also represent individual brokers from virtually every major firm in their contract negotiations, employment termination, U-4 and U-5 issues. In specialized situations where the facts or law present novel issues, I also represent investors. I have appeared before arbitration panels and regulators in 22 states, have written legal columns for a number of industry publications, been a...

Mr. Timoni is an established business lawyer and Certified Public Accountant with more than 35 years’ experience in the health care, real estate and hospitality industries.

His primary focus is the representation of corporations, partnerships, limited liability companies, nonprofit organizations, closely held businesses and entrepreneurs. Mr. Timoni regularly advises clients regarding entity formation and restructuring, financing, technology licensing, franchising, mergers, acquisitions and sales, joint ventures, dissolutions, taxation, valuation, corporate governance and regulatory issues. In the health care field, Mr. Timoni represents health care providers concerning managed care contracting, Medicare and Medicaid reimbursement; privacy, including HIPAA; fraud and abuse; legal and ethical...