Brooklyn Securities Lawyers

Compare 1000+ top rated New York attorneys serving Brooklyn.
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Joseph A. Gershman
PREMIUM
Joseph A. Gershman
Securities Lawyer Serving Brooklyn, NY
10.0Justia Lawyer Rating for Joseph A. Gershman
Skilled & Dedicated Legal Representation for Your Complex Security Law Matters!
I am an experienced and knowledgeable securities law attorney. I am committed to aggressive representation for all of your litigation and arbitration needs! Visit my website for case results, call for a consultation. Read More »
Jessica Murzyn
PREMIUM
Jessica Murzyn
Securities Lawyer Serving Brooklyn, NY
10.0Justia Lawyer Rating for Jessica Murzyn
Experienced and Determined Legal Representation in Securities Law! Call Now!
I am a skilled and dedicated securities law attorney. I provide exceptional legal advice and advocacy for those with securities law needs. Visit my website for more information and case results. Call for a consultation. Read More »
Brian J. Neville
PREMIUM
Brian J. Neville
Securities Lawyer Serving Brooklyn, NY
Free Consultation! Successful & Experienced Attorney! Dedicated Representation!
I am a knowledgeable and skilled securities law attorney. I provide exceptional counsel and advocacy for a vast array of securities law matters and disputes! Visit my website to see results, call for a free consultation! Read More »
Barry R. Lax
PREMIUM
Barry R. Lax
Securities Lawyer Serving Brooklyn, NY
Free Consultation! Exceptional Lawyer! Advocacy for Complex Securities Matters!
I provide legal expertise and experience to those with securities law needs. I will zealously advocate for your legal rights and interests! Visit my website for case results and information, call for a free consultation! Read More »
Bradley L. Henry
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Bradley L. Henry
New York, NY Securities Law Attorney with 18 years of experience
(212) 730-7700 800 3rd Ave.
24th Floor
New York, NY 10022
Free ConsultationSecurities, Business, Criminal and White Collar Crime
University of Tennessee College of Law and Florida Coastal School of Law
Brad Henry represents entities and individuals in criminal and regulatory litigation and investigations, international arbitrations, and internal investigations. Brad is a board-certified criminal trial specialist and has represented and defended clients in trials and investigations involving U.S. Attorneys’ Offices in over fifteen different districts around the country.

Brad represents clients in investigations and litigation involving the Department of Justice (National Security Division, Computer Crime and Intellectual Property Section, Environment and Natural Resources Division), Securities and Exchange Commission, Commodity Futures Trading Commission, Office of Foreign Assets Control, as well as other federal, state and local agencies. He also conducts internal investigations...
Adam Savett
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Adam Savett
New York, NY Securities Law Lawyer with 24 years of experience
(212) 759-4600 845 Third Avenue
New York, NY 10022
Free ConsultationSecurities, Antitrust, Business and Consumer
Villanova University School of Law
Adam Savett is a complex litigator who represents small businesses, institutional investors, and government entities, in securities, antitrust, consumer protection, and other complex litigation. Recently, Adam was named one of the 100 Lawyers You Need to Know in Securities Litigation by Lawdragon Magazine. He has published a number of articles and original research pieces on class action and securities litigation topics and is also a member of the National Association of Public Pension Attorneys (NAPPA), the Professional Liability Underwriting Society (PLUS), SIFMA's Corporate Actions Division, the American Bar Association (ABA), and the Hedge Fund Business Operations Association (HFBOA). ...
Rogelio J. Carrasquillo
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Rogelio J. Carrasquillo
NEW YORK, NY Securities Law Lawyer with 24 years of experience
(646) 948-1880 1177 Avenue of the Americas
5th Floor
NEW YORK, NY 10036
Offers Video ConferencingVideo ConfSecurities, Business, Immigration and International
University of Pennsylvania Law School and Georgetown University
Roy has been providing strategic guidance and advice to clients in a variety of complex and sophisticated legal transactions for over 20 years. He advises domestic and foreign companies, multinationals, and entrepreneurs on their business activities and investment considerations in the United States and throughout Latin America, Asia, and Europe, including in cross-border transactions.

Roy assists clients in equity and debt offerings registered under U.S. securities laws, the issuance of equity and debt in global transactions not subject to the registration requirements of U.S. securities laws and with corporate governance and securities regulation matters.

Roy also advises clients on M&A transactions, joint...
Barry R. Lax
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Barry R. Lax
New York, NY Securities Law Lawyer with 30 years of experience
(212) 696-1999 350 Fifth Avenue
Suite 4640
New York, NY 10118
Free ConsultationSecurities, Business and Employment
Yeshiva University, Benjamin N. Cardozo School of Law
Barry R. Lax, a founding partner of Lax & Neville LLP, has an extensive background in commercial, employment and securities litigation in all forums, including, state and federal courts, and arbitrations before the Financial Industry Regulatory Authority, Inc. (“FINRA”), National Futures Association (“NFA”), Judicial Arbitration and Mediation Services (“JAMS”) and the American Arbitration Association (“AAA”). Since forming Lax & Neville LLP in 2007, Mr. Lax has represented customers and broker/dealers in disputes regarding sales practice issues and product problem cases and has successful represented hedge fund investors and general partners in complicated commercial and securities litigations throughout his career....
Tony  Harwood
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Tony Harwood
New York, NY Securities Law Lawyer with 36 years of experience
(212) 867-6820 260 Madison Ave
16th Floor
New York, NY 10016
Free ConsultationOffers Video ConferencingVideo ConfSecurities, Arbitration & Mediation, Business and Stockbroker Fraud
Fordham University School of Law
I am a Trial Lawyer with over 25 years of experience in Business lawsuits, Arbitration and White-Collar Criminal investigations. I provide high quality advocacy and advice to companies, partnerships, their owners, managers, directors and employees in business disputes. My practice encompasses matters involving Securities, Stockbroker Fraud, Class Action lawsuits, Real Estate, Technology and Intellectual Property, privately held Businesses, Employment law,Professional Liability and Legal eEthics. I have an AV Preeminent rating from Martindale-Hubbell, which is the highest rating the organization gives, and am a longstanding leader in legal ethics, demonstrating that my peers rank me at the highest level of professional excellence. {This...
Mary Madeline Roberts
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Mary Madeline Roberts
New York, NY Securities Law Lawyer with 9 years of experience
(212) 616-7555 43 West 43rd Street
Ste. 182
New York, NY 10036
Free ConsultationSecurities, Business, Consumer and Entertainment & Sports
The University of Chicago Law School
A graduate of a top-five law school, Mary Madeline Roberts, Esq. is admitted in NY and has great experience in customizing personalized legal solutions tailored to meet the needs of business and individual clients. For a FREE INITIAL CONSULTATION: Email: inquiry@marymadelineroberts.legal Phone: (212) 616-7555 http://www.marymadelineroberts.legal
Gilbert Jesse Bradshaw
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Gilbert Jesse Bradshaw
New York, NY Securities Law Lawyer with 15 years of experience
(949) 752-1100 45 Rockefeller Plaza
Suite 200
New York, NY 10111
Securities and Business
Brigham Young University J. Reuben Clark Law School
With exceptional experience in securities dealings and business, I am a corporate and transactional attorney focused on helping business owners succeed. My professional journey encompasses significant roles on both the lender/underwriter side and the company side, allowing me to navigate complex legal landscapes effectively. I provide legal guidance on every aspect of starting, maintaining, and expanding a business. My clients include small startups with ambitious goals to established companies with global headquarters. I also dedicate part of my time to academia as an adjunct professor of securities regulation at Whittier Law School in Costa Mesa, California, where I teach on Monday...
Thomas Ajamie
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Thomas Ajamie
New York, NY Securities Law Attorney with 39 years of experience
(713) 860-1600 460 Park Avenue
21st Floor
New York, NY 10022
Securities, Antitrust and Business
University of Notre Dame
Tom Ajamie is an internationally-recognized trial lawyer who has successfully represented clients in complex commercial litigation and arbitration. The authoritative Chambers USA has described Tom as “relentless, energetic and intelligent” and a “hard-working and successful trial lawyer who never quits.” He has handled a number of high-profile cases, including groundbreaking securities and financial cases, cross-border litigation, business contract disputes and employment issues. Tom has won two of the largest awards ever handed down by an arbitration panel for investors, including a $429.5 million award. He has also won a record $112 million civil RICO jury verdict.

Tom is regularly invited to...
Ryan Gordon Blanch
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Ryan Gordon Blanch
New York, NY Securities Law Attorney with 24 years of experience
(212) 268-9700 261 Madison Ave.
12th Floor
New York, NY 10016
Free ConsultationSecurities, Criminal, Stockbroker Fraud and White Collar Crime
Southern Methodist University
Ryan Blanch is a well-known Reputation Management attorney. With years of experience as a New York criminal defense lawyer, Mr. Blanch has successfully handled a wide variety of crises, including government investigations, complex white-collar crimes, health care fraud, and felonies/misdemeanors. Mr. Blanch has represented numerous individuals, including executives, attorneys, accountants, health care providers, financial industry professionals, as well as various corporations, in high-stake reputational crises. His unparalleled expertise has made him one of the most sought-after attorneys in the field of Reputation Management. With a track record of success, Mr. Blanch has had a number of cases chronicled in various media outlets....
Gabriel  Berg
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Gabriel Berg
New York, NY Securities Law Lawyer with 26 years of experience
(212) 980-7458 1325 Avenue of the Americas - Suite 2601
New York, NY 10019
Securities, Business, Construction and Real Estate
American University Washington College of Law
Gabriel Berg is a partner in Robins Kaplan’s New York office. A true trial lawyer, Gabriel has tried numerous complex commercial jury trials, bench trials and arbitrations, as plaintiffs and defendants across a broad range of business sectors. From the moment he meets a client to his final words in closing argument, Gabriel weighs every strategic decision by considering its impact on the trial. Even in matters that settle quickly, this trial-focused approach increases the value of Gabriel’s cases. While Gabriel has won numerous cases through motion practice and interlocutory appeal, he has had the unique opportunity to gain trial experience...
Scott L. Silver
PREMIUM
Scott L. Silver
Securities Lawyer Serving Brooklyn, NY
10.0Justia Lawyer Rating for Scott L. Silver
Free Consultation! Exceptional Legal Counsel & Advocacy for Securities Matters!
I provide comprehensive and diligent advocacy for securities law matters. I am committed to exceptional representation for your legal needs! Visit my website for reviews and case results, or call for a free consultation. Read More »
Andrew Reich
PREMIUM
Andrew Reich
Securities Lawyer Serving Brooklyn, NY
New York Securities Law Attorney
University of Michigan Law SchoolNew York
Christopher J. Gray
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Christopher J. Gray
(866) 966-9598 60 E 42nd St
46th floor
New York, NY 10165
New York, NY Securities Law Lawyer with 27 years of experience
Securities, Appeals, Arbitration & Mediation and Stockbroker Fraud
Georgetown University
Christopher J. Gray has spent most of his career representing individuals and small businesses- almost exclusively as plaintiffs- in complex litigation, arbitrations, class actions, and trials and appeals in state and federal court.

Mr. Gray was admitted to the New York bar in 1997, is a member of the bars of the U.S. District Courts for the Eastern, Southern and Western Districts of New York, the U.S. District Courts for the Eastern and Northern Districts of Texas, the U.S. District Court for the District of North Dakota, the U.S. District Court for the Northern District of Ohio, the U.S. Court of...
Asher Hawkins
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Asher Hawkins
New York, NY Securities Law Attorney with 9 years of experience
(800) 497-8076 305 Broadway
Suite 700
New York, NY 10007
Securities, Antitrust and Consumer
New York Law School
Asher Hawkins was admitted to practice in New York in January 2015. Prior to joining Frank LLP, he served a postgraduate judicial clerkship with the State of New York Supreme Court, Appellate Division, Third Judicial Department.
Brian J. Neville
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Brian J. Neville
New York, NY Securities Law Lawyer with 30 years of experience
(212) 696-1999 350 Fifth Avenue
Suite 4640
New York, NY 10118
Free ConsultationSecurities, Business and Employment
New York University School of Law
Brian J. Neville, a founding partner of Lax & Neville LLP, has significant experience in broker/dealer, securities, regulatory defense, employment and commercial litigation in arbitration forums and state and federal courts. He has arbitrated cases in at least 18 states and has been lead counsel on well over 500 matters.
Louis A Russo
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Louis A Russo
New York, NY Securities Law Lawyer with 17 years of experience
(929) 262-1101 276 Fifth Avenue
Suite 704
New York, NY 10001
Free ConsultationOffers Video ConferencingVideo ConfSecurities, Arbitration & Mediation, Bankruptcy and Business
Maurice A. Deane School of Law at Hofstra University
I help domestic and international businesses and their directors and officers resolve complex commercial litigation disputes through practical and economical pre-suit negotiations and, if necessary, litigation (federal and state), arbitration, and mediation.

For all of my clients, I strive to understand their businesses as well as they do and work efficiently to achieve their desired outcomes hopefully without need for litigation. All of my clients have come to expect that I will provide frank but value-added legal advice that empowers them to consider salient risks and act decisively.

I have successfully represented clients in a wide range of disputes involving corporate...
Neil Fridman
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Neil Fridman
New York, NY Securities Law Lawyer with 15 years of experience
(212) 262-9823 154 Grand Street
3rd Floor
New York, NY 10013
Free ConsultationOffers Video ConferencingVideo ConfSecurities, Business, Communications and Real Estate
St. John's University School of Law
I enjoy advising companies and identifying solutions to complex business and legal problems. My intimate knowledge of corporate/real estate law, investment banking, and private equity has positioned me to serve as outside general counsel to dozens of startups, middle-market, and enterprise clients over the last decade. I've also provided guidance to several tech companies in their sale to large cap businesses, and have closed some of the largest commercial real estate transactions.

Prior to law practice, I worked in finance for several years as both an investment banker and consultant with a focus on M&A. I enjoy working with founders and...
Robert W. Anderson
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Robert W. Anderson
New York, NY Securities Law Attorney with 37 years of experience
(212) 742-3390 200 Liberty St
27th floor
New York, NY 10281
Securities, Business, Communications and IP
Fordham University School of Law
Robert W. Anderson’s practice emphasizes the particular needs of fast growing, entrepreneurial companies. He has extensive experience in representing business clients in connection with mergers and acquisitions, intellectual property matters, cybersecurity, securities law matters, internet law matters, and start up companies and business formations and operation.

Bob represents companies and investors involved in technology, manufacturing, health care, Internet, education, and other industries. He also serves as President of The Parlex Group, an international network of mid-sized law firms in Europe, Israel and Asia, which work together to handle cross-border transactions around the world.
Mark Strauss
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Mark Strauss
(212) 729-9496 590 Madison Ave
21st floor
New York, NY 10022
Free ConsultationOffers Video ConferencingVideo ConfNew York, NY Securities Law Lawyer with 30 years of experience
Securities and Stockbroker Fraud
Fordham University School of Law
A former investigative journalist, Mark is a successful anti-fraud attorney with more than twenty years of experience in complex civil litigation. He has represented qui tam whistleblowers under the False Claims Act as well as victims of fraud under the federal securities laws and the Racketeer Influenced and Corrupt Organizations Act (RICO). His efforts have resulted in the recovery of hundreds of millions of dollars for clients.

Prior to founding Mark A. Strauss Law, PLLC, Mark was a partner at Kirby McInerney LLP, a respected plaintiffs’ class action firm that was named one of the “Most Feared Plaintiffs’ Firms” by Law360.com....
Manuel G.R. Rivera
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Manuel G.R. Rivera
New York, NY Securities Law Attorney with 27 years of experience
(212) 318-3000 666 Fifth Avenue
33rd Floor
New York, NY 10103
Securities
Harvard Law School and Yale University
I am a New York-based corporate lawyer with more than 15 years of experience representing middle market public companies, particularly in technology, retail, mining and energy businesses, in securities law compliance and corporate governance matters, financing transactions and corporate acquisitions and mergers. I have guided several dozen U.S. public companies and foreign private issuers in complying with federal securities law periodic reporting requirements and new regulations including the JOBS Act, the Dodd-Frank Act and the Sarbanes-Oxley Act. I also advise major shareholders and corporate insiders in resales of restricted securities, estate planning transactions involving public company stock and compliance with insider...
T. Edward Williams
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T. Edward Williams
New York, NY Securities Law Lawyer with 14 years of experience
(212) 417-0430 45 Rockefeller Plaza 20th FL
New York, NY 10111
Free ConsultationOffers Video ConferencingVideo ConfSecurities, Bankruptcy, Business and International
The University of Denver Sturm College of Law
Mr. Williams' experience includes both trial and transactional work. Mr. Williams has appeared in Federal and State courts, representing individuals and businesses in various matters, including claims involving Employment Discrimination, Bankruptcy Adversarial Proceedings, Breach of Contract, Real Estate Disputes, Real Estate Partition, Real Estate Litigation, Shareholder Disputes, and Employee Stock Ownership Plans (ESOP). On the transactional side of his practice, Mr. Williams focuses on Private Placement Memorandum (PPM), Choice of Entities issues, Partnership Dissolution, Post-and-pre-nuptial Agreements, and Trusts and Estate Planning.
Cesar Mejia Duenas
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Cesar Mejia Duenas
(305) 515-5165 224 W 35th St, Ste 500 PMB 151
New York, NY 10001
Offers Video ConferencingVideo ConfNew York, NY Securities Law Attorney with 14 years of experience
Securities, Arbitration & Mediation, Business and Immigration
University of Miami School of Law, University of Miami School of Law, Brooklyn Law School and Universidad Tecnológica de Honduras
Cesar is an International Attorney specialized in business law, litigation, and cross-border investments. He assists start-ups and seasoned investors to structure their business efficiently, reducing risk and setting them up for success. His experience in dispute resolution and litigation allows him to provide comprehensive and top-notch advise zealously protecting the interest of his clients. He holds a J.D. and International Arbitration LL.M. from the University of Miami School of law, an LL.M. for Foreign-Trained Lawyers from Brooklyn Law School, and a Licenciatura en Derecho “Cum Laude” from the Universidad Tecnológica de Honduras. He is admitted to practice law in the states...
Tony  Harwood
PREMIUM
Tony Harwood
Securities Lawyer Serving Brooklyn, NY
Experienced, Highly Rated Securities Attorney! Call Today!
I am an experienced securities fraud attorney committed to helping investors and investment professionals in matters such as FINRA arbitrations, securities fraud lawsuits, class action lawsuits, and more. Call now! Read More »
Diane Mall Sammarco
PREMIUM
Diane Mall Sammarco
Securities Lawyer Serving Brooklyn, NY
10.0Justia Lawyer Rating for Diane Mall Sammarco
Skillful Securities Law Attorney! Call Today!
I am an experienced securities law attorney dedicated to helping those with their securities law matters. Call or visit my website for more information. Read More »
Stuart David Meissner
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Stuart David Meissner
New York, NY Securities Law Lawyer with 35 years of experience
(866) 764-3100 1430 Broadway
Suite 1802
New York, NY 10018
Free ConsultationSecurities, Arbitration & Mediation, Criminal and Stockbroker Fraud
New York University School of Law and Maurice A. Deane School of Law at Hofstra University
Attorney Stuart Meissner was born in 1962 in Brooklyn, New York. He earned his Bachelor’s and Juris Doctorate from Hofstra University. He went on to earn his masters of law degree from New York University Law School. He opened his own practice, Meissner Associates, twenty years ago in 2001 in Manhattan, New York. His practice focuses primarily on SEC whistleblower cases, investment disputes, securities violations, and FINRA arbitration. After 9/11, Attorney Meissner volunteered at Ground Zero on “the pile” on the “bucket brigade” along with fire and police officers, sifting through debris trying to find survivors. He was later subsequently...
Chris Warren
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Chris Warren
New York, NY Securities Law Attorney
(212) 286-0747 519 8th Ave
25th Floor
New York, NY 10018
Free ConsultationOffers Video ConferencingVideo ConfSecurities, Arbitration & Mediation, Business and White Collar Crime
New York Law School
Scarinci Hollenbeck is a business law firm that provides its clients with fierce strategic advocacy in the courtroom and sage advice in the boardroom. Our approach is to give our clients the freedom to pursue their vision while mitigating their risks and minimizing liability exposure. Scarinci Hollenbeck represents privately held businesses of all sizes as well as investors and not-for-profit organizations in everything from formation and deal-making to protecting their rights in litigation and arbitration. Contact Chris Warren today to learn about how Scarinci Hollenbeck can protect your rights and bring your business to the next level.
David Edward Robbins
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David Edward Robbins
New York, NY Securities Law Lawyer with 49 years of experience
(212) 755-3100 767 3RD AVE., 30TH FL.
New York, NY 10017
Free ConsultationOffers Video ConferencingVideo ConfSecurities and Arbitration & Mediation
Villanova University School of Law
Mr. Robbins is a partner in the New York City law firm of Kaufmann Gildin & Robbins LLP and specializes in commercial arbitration and mediation. He represents investors, brokers and firms in disputes and brokers and firms before regulatory agencies. He is also an expert witness in malpractice cases arising out of securities arbitrations. He and his firm have been responsible for the return of tens of millions of dollars to investors and have represented many brokers accused of wrongdoing in arbitrations and regulatory matters. Mr. Robbins served as Special Deputy Attorney General...
Steven Cramer
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Steven Cramer
(212) 684-0300 183 Madison Ave
#1601
New York, NY 10016
Offers Video ConferencingVideo ConfNew York, NY Securities Law Lawyer with 30 years of experience
Securities, Arbitration & Mediation, Business and Construction
Brooklyn Law School
Steven Cramer is a partner at Rich, Intelisano & Katz, LLP. He focuses in the areas of commercial, construction and real estate litigation and arbitration, as well as counseling clients in contract negotiation and other transactions. Mr. Cramer’s clients include owners, contractors, private equity funds, design professionals, sureties, cooperatives and condominiums, and other businesses as well as individuals. Mr. Cramer was recognized as a "Super Lawyer" in the field of Construction Litigation in 2010.

Prior to Rich, Intelisano & Katz, LLP, Mr. Cramer served as a partner at Bauman Katz & Grill LLP, and an associate at Ross & Cohen and...
Joseph A. Gershman
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Joseph A. Gershman
(212) 684-0300 183 Madison Ave
#1601
New York, NY 10016
Offers Video ConferencingVideo ConfNew York, NY Securities Law Lawyer with 27 years of experience
Securities, Bankruptcy and Real Estate
Harvard Law School
Joseph A. Gershman is a partner of Rich, Intelisano & Katz. His practice focuses on complex commercial, securities, real estate and bankruptcy litigation. Mr. Gershman is rated by Martindale-Hubbell Peer Review Ratings as an AV Preeminent attorney, its highest designation, with his peers recognizing him as “an excellent lawyer” and “an outstanding litigator”. He is also a recipient of The Legal Aid Society’s 2013 Pro Bono Publico Award for outstanding service to the Society and its clients.

Mr. Gershman has extensive experience within the areas of complex commercial, securities, real estate and bankruptcy litigation, as well as commercial...
Gregory A. Frank
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Gregory A. Frank
New York, NY Securities Law Lawyer
(800) 497-8076 305 Broadway
Suite 700
New York, NY 10007
Free ConsultationSecurities, Antitrust and Consumer
Georgetown University Law Center
Marvin L. Frank
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Marvin L. Frank
New York, NY Securities Law Attorney with 33 years of experience
(800) 497-8076 305 Broadway
Suite 700
New York, NY 10007
Free ConsultationSecurities, Antitrust and Consumer
New York Law School
Ekaterina Mouratova
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Ekaterina Mouratova
New York, NY Securities Law Lawyer
(212) 203-2460 222 Broadway, 19 floor
New York, NY 10038
Free ConsultationSecurities, Business, IP and Immigration
Elisabeth Haub School of Law - Pace University
I am a founder of The Law Firm of Ekaterina Mouratova, PLLC. The legal practice of my firm focuses on business and corporate law, immigration, securities regulations, intellectual property, and real estate transactions. I believe that qualified legal representation involves not only expertise in the subject matter and outstanding performance, but also creativity and determination to find the most beneficial procedures for my clients. Whether advising multinational companies on cross-border transactions and joint ventures, or assisting individual entrepreneurs, artists, and immigrants, I do my job in an efficient, result-oriented, expeditious and personable manner.
Adam J. Weinstein
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Adam J. Weinstein
New York, NY Securities Law Attorney with 13 years of experience
(800) 810-4262 295 Madison Ave #705
New York, NY 10017
Free ConsultationSecurities, Arbitration & Mediation and Business
New York Law School
Robert R. Miller
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Robert R. Miller
New York, NY Securities Law Attorney
(212) 696-1999 350 Fifth Avenue
Suite 4640
New York, NY 10118
Free ConsultationSecurities, Business and Employment
New York University School of Law
Robert R. Miller is an associate at Lax & Neville LLP with a practice primarily in securities, employment, and corporate disputes before the Financial Industry Regulatory Authority (“FINRA”) the American Arbitration Association (“AAA”), and state and federal courts.

He represents individual investors in their claims against brokers, broker-dealers, and wealth managers for abusive customer sales practices, such as fraud, churning, unsuitability, and breach of fiduciary duty; brokers and other financial services professionals in a broad range of matters, including transitions between firms and disputes over deferred compensation, promissory notes, Form U-5 expungements, and employment agreements; and broker-dealers and other financial services...
Matthew C. Plant
PREMIUM
Matthew C. Plant
Securities Lawyer Serving Brooklyn, NY
New York Securities Law Lawyer with 25 years of experience
Brooklyn Law SchoolNew Jersey, U.S. District Court Eastern District of New York, U.S. District Court of New Jersey, U.S. District Court Southern District of New York and New York
Adam Schreck
PREMIUM
Adam Schreck
Securities Lawyer Serving Brooklyn, NY
New York Securities Law Attorney
New York Law SchoolNew Jersey and New York
Ralph Stone
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Ralph Stone
New York, NY Securities Law Lawyer with 33 years of experience
(212) 203-4864 1700 Broadway
41st Floor
New York, NY 10019
Securities, Business and Stockbroker Fraud
University of Texas School of Law
Ralph M. Stone, the founding partner, is recognized as a leading lawyer in the securities litigation, investor rights, and international discovery fields. He has represented public and private companies, hedge funds, and other institutional investors in a wide variety of commercial litigation in courts around the country and in FINRA and American Arbitration Association arbitrations, on creditor committees in international bankruptcies, and in various other forums. He actively represents and advises private banks and other non-U.S. institutions in major securities litigation, and he regularly represents and advises them in various hedge fund disputes and matters arising from collapsed funds. He...
Brent Adam Burns
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Brent Adam Burns
New York, NY Securities Law Attorney with 31 years of experience
New York City Bar Association
43 West 43rd Street, Ste. 229
New York, NY 10036-7424
Free ConsultationSecurities, Arbitration & Mediation, Employment and Stockbroker Fraud
New York Law School
The focus of our practice is the representation of individual and institutional investors in arbitrations and litigations involving claims of breach of fiduciary duty, breach of contract, mismanagement, stock fraud, suitability, unauthorized trading, negligence and churning.

I also regularly represent those who work in the financial services regarding recruiting practices including issues relating to the Protocol for Broker Recruiting; non-solicit, non-compete and other restrictive covenants; customer privacy and other regulatory issues; best-practices for preserving a book of business through a transition; Form U5 negotiations; responding to FINRA inquiries; promissory notes; bonus disputes; team disputes; temporary restraining orders (TROs); expedited FINRA arbitrations;...
Andrew Abramowitz
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Andrew Abramowitz
New York, NY Securities Law Lawyer with 26 years of experience
(212) 972-8882 565 Fifth Avenue
9th Floor
New York, NY 10017
Securities, Business and Real Estate
New York University School of Law
Andrew Abramowitz is a corporate and securities transactional attorney with outstanding depth and breadth of experience. In 2010, following years of intensive experience as a partner and associate at the New York offices of prominent, international law firms, he launched his own practice.

His goal is to provide clients with the sophisticated legal representation and prompt response time found at large law firms, together with attributes not often associated with those firms: consistent partner-level attention to every aspect of a matter, not merely at the initial client meeting; responsiveness to the client’s needs unhampered by large firm bureaucracy; and a reasonable...
Ross Evan Pitcoff
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Ross Evan Pitcoff
New York City, NY Securities Law Lawyer with 13 years of experience
(646) 386-0990 250 Park Ave
7th FL
New York City, NY 10177
Free ConsultationOffers Video ConferencingVideo ConfSecurities, Arbitration & Mediation and Business
Fordham University School of Law
Mr. Ross Pitcoff, Founder of Pitcoff Law Group, has 10+ years of corporate transactional and business litigation experience. A graduate of Fordham University School of Law in 2010. Ross Pitcoff represents business owners and, on occasion, individuals, in all types of complex commercial disputes. Ross Pitcoff also provides general counsel and corporate-transactional services to businesses in the financial services, and medical professional industries. This includes company formation and strategy, review of contractual and vendor agreements, acquisitions and overseeing asset purchases and sales. Contact Ross Pitcoff: ross@pitcofflawgroup.com (646) 386-0990
Raoul Duggal
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Raoul Duggal
New York, NY Securities Law Lawyer with 23 years of experience
(212) 244-7570 450 Seventh Avenue
33rd Floor
New York, NY 10123
Free ConsultationSecurities, Business and International
New York University School of Law
Raoul Duggal is a corporate attorney focusing on the representation of start-up and venture-backed companies. He has advised companies and investors on numerous venture capital and angel investments and exits. In addition, he has extensive experience advising clients on a broad spectrum of domestic and international M&A transactions, including restructuring and refinancing transactions. Raoul also has experience with public companies and has advised on domestic and international IPOs. Raoul has represented a wide variety of start-up companies and investors, as well as numerous mid- and large-sized U.S. and European corporate clients. Raoul has extensive experience in such industry sectors as technology,...
Barbara Jane Hart
Claimed Lawyer ProfileSocial Media
Barbara Jane Hart
New York, NY Securities Law Lawyer with 32 years of experience
(855) 244-2031 485 Lexington Ave
29th Floor
New York, NY 10017
Securities and Civil Rights
Fordham University School of Law
Barbara Hart is a principal at Grant & Eisenhofer and serves on the firm’s Executive Committee. Ms. Hart has nearly three decades of experience as a leader in plaintiffs’ litigation. She has represented institutional investors, including many public pension funds, in securities and antitrust litigation and served as lead counsel in 4 of the top 100 securities class action settlements. Ms. Hart has also achieved substantive antitrust and False Claims Act/Qui Tam settlements on behalf of her clients. In addition, Ms. Hart has represented other matters include representation of approximately 45 adult survivors of sexual abuse who brought claims against the...
Robert J. Grand
Claimed Lawyer ProfileLII GoldBlawg SearchSocial Media
Robert J. Grand
New York, NY Securities Law Attorney with 29 years of experience
(212) 696-1999 350 Fifth Avenue
Suite 4640
New York, NY 10118
Free ConsultationSecurities, Business and Employment
Benjamin N. Cardozo School of Law
Robert J. Grand is of counsel to Lax & Neville LLP. Mr. Grand’s practice is focused on representing corporations and individuals in complex civil litigation and arbitration involving securities and other financial products, employment, real estate, intellectual property, unfair business practices, and other commercial tort-related matters before federal and state courts, and private arbitration panels. Mr. Grand represents investors, financial service professionals, investment funds and financial institutions in securities litigation and arbitration, as well as in investigations and enforcement proceedings initiated by regulatory agencies such as FINRA, the SEC, and the CFTC.

Mr. Grand has extensive experience representing founders, partners, joint...
Matthew C. Plant
Claimed Lawyer ProfileLII GoldBlawg SearchSocial Media
Matthew C. Plant
New York, NY Securities Law Lawyer with 25 years of experience
(212) 696-1999 350 Fifth Avenue
Suite 4640
New York, NY 10118
Free ConsultationSecurities, Arbitration & Mediation and Stockbroker Fraud
Brooklyn Law School
Gerard Romski
Claimed Lawyer ProfileOffers Video ConferencingBlawg SearchSocial Media
Gerard Romski
New York, NY Securities Law Lawyer with 37 years of experience
(212) 684-0300 183 Madison Ave
#1601
New York, NY 10016
Offers Video ConferencingVideo ConfSecurities, Business, Construction and Employment
Brooklyn Law School
Gerard Romski serves as Of Counsel at Rich, Intelisano & Katz, LLP. Mr. Romski practices in the areas of construction litigation, real estate and land use law, commercial law and government relations.

Mr. Romski holds a Bachelor of Arts from the New York Institute of Technology and received his Juris Doctor degree from Brooklyn Law School. He is a member of the bar of State of New York and is admitted to practice before the United States District Court for the Southern and Eastern District of New York and the Second Circuit Court of Appeals. Mr. Romski is on the Board...
Jorge Altamirano
Claimed Lawyer ProfileOffers Video ConferencingSocial Media
Jorge Altamirano
(855) 430-4010 1 World Trade Center
85th Floor
New York, NY 10007
Free ConsultationOffers Video ConferencingVideo ConfNew York, NY Securities Law Attorney with 11 years of experience
Securities, Arbitration & Mediation and Stockbroker Fraud
Loyola University New Orleans College of Law
I am a Partner at Iorio Altamirano LLP, a securities arbitration law firm in New York City. We represent investors nationwide who have suffered investment losses due to wrongful conduct by financial advisors and brokerage firms.

Iorio Altamirano LLP has nearly 20 years of combined experience as securities arbitration lawyers. We have helped individual investors, groups of individuals, business entities, family offices, credit unions, and institutional investors recover nearly $100 million in investment losses.

I have handled hundreds of FINRA arbitration claims and have worked closely with retail and institutional investors. I combine my broad experience in the securities arbitration field with...
Adam Gana
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Adam Gana
Securities Lawyer Serving Brooklyn, NY
10.0Justia Lawyer Rating for Adam Gana
Skilled & Experienced Securities Law Attorney! Aggressive Legal Representation!
I am a knowledgeable and skilled securities lawyer. I am dedicated to exceptional advocacy for securities arbitration and business litigation. Visit my website for client reviews and results. Call for a consultation. Read More »
Jacqueline Candella
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Jacqueline Candella
Securities Lawyer Serving Brooklyn, NY
New York Securities Law Lawyer
New York Law SchoolNew York
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