Christopher W. Haines
Fayetteville, NC Securities Law Attorney with 28 years of experience
5719 Ivanhoe Ct
Fayetteville, NC 28314
Securities
Claimed Lawyer ProfileSocial Media
Sonya Tien
Raleigh, NC Securities Law Attorney with 12 years of experience
Free ConsultationSecurities, Business and IP
Columbia Law School
Sonya Tien leads her law firm's corporate and intellectual property practices.
She received her law degree from Columbia University and was recognized as a Harlan Fiske Stone Scholar. Sonya received her business degree from the University of North Carolina at Chapel Hill, Kenan Flagler Business School, where she earned 17 scholarships.
Sonya was named a Rising Star by Super Lawyers since 2020 and was featured in Super Lawyers Magazine. Her articles have been published by the Wall Street Lawyer and Practising Law Institute. She has presented on the topics of SEC Enforcement and Compliance and Executive Compensation. She also is the...
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James Penry
Raleigh, NC Securities Law Lawyer with 45 years of experience
Free ConsultationSecurities, Arbitration & Mediation, Business and Stockbroker Fraud
Wake Forest University School of Law
I am a trial lawyer, and concentrate on commercial trials and arbitrations, with a special concentration in construction and securities matters. After law school, I clerked for a U.S. District Judge, and have been engaged in trial practice since 1983. I practiced in large regional and national firms until 2000, at which time my partner and I formed our litigation firm. I have tried, arbitrated and mediated hundreds of cases. I am licensed to practice law in North Carolina, South Carolina, Florida, and California.
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John Price
Durham, NC Securities Law Attorney with 52 years of experience
Securities, Antitrust and IP
University of Kansas School of Law
John A. Price has over four decades of legal experience, including first chair trial experience on a variety of complex business and commercial litigation matters with special emphasis on the areas of antitrust and unfair/deceptive trade practices, business torts, securities fraud, intellectual property, minority shareholder, regulatory, products liability, environmental, and a wide spectrum of business disputes. He is ranked AV Preeminent with 5 out of 5 for legal ability and ethics by Martindale-Hubbell in a peer-reviewed rating. He is certified in civil litigation by the Texas Board of Legal Specialization, licensed to practice law in Kansas, Texas and...
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Neil Riemann
Raleigh, NC Securities Law Lawyer with 32 years of experience
Securities, Appeals, Construction and Stockbroker Fraud
University of Michigan - Ann Arbor
Neil Riemann tries, arbitrates, and takes appeals in business disputes. He has handled cases in federal and state courts as well as cases before arbitrators and governmental agencies. Most of his cases involve construction disputes, disputes between customers and their financial advisors, claims for insurance coverage, and claims of fraud or unfair practices.
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Andrew Whiteman
Raleigh, NC Securities Law Attorney with 44 years of experience
Free ConsultationSecurities, Business, Insurance Claims and Stockbroker Fraud
Ohio State University - Columbus
Mr. Whiteman has represented clients in civil lawsuits and arbitrations for over three decades. The main focus of his practice is the representation of individuals in disputes with securities brokers and disability insurance companies.
Mr. Whiteman is admitted to practice before the federal and state courts in North Carolina, the Fourth Circuit Court of Appeals, and the United States Supreme Court. Mr. Whiteman holds a peer review rating of “AV” from Martindale-Hubbell, the highest available ranking in the areas of attorney competence and ethics.
Mr. Whiteman carefully evaluates potential cases based on their legal and factual merit, and welcomes all potential...
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Daniel Watts
Raleigh, NC Securities Law Attorney with 9 years of experience
Securities, Business, Insurance Claims and Stockbroker Fraud
Elon University School of Law
Mr. Watts is a native of Raleigh, North Carolina and attended Elon University, where he played varsity basketball and received numerous academic honors. After graduating from Elon in 2011, Mr. Watts worked as a pro bono intern at the Office of the Federal Public Defender in Raleigh, North Carolina.
In August 2012, Mr. Watts returned to Elon University School of Law to begin his legal studies as a Presidential Scholar. While in law school, Mr. Watts served as the Symposium Editor of the Elon Law Review, competed on behalf of the Elon Law Moot Court Board, mentored students as a Dean’s...
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Robert Ughetta
Charlotte, NC Securities Law Lawyer
Securities and Business
Albany Law School of Union University
Rob Ughetta practices out of Cadwalader's Charlotte, NC office. Rob has extensive experience in secured lending and represents lenders in structuring and negotiating finance facilities, including repo transactions and other financings of loans, securities and other assets. He represents trustees, investments banks, fund managers, as well as other financial institutions, companies and investors in many different matters.
Claimed Lawyer Profile
Amy Folk
Cary, NC Securities Law Attorney
Amy is one of the founding members and managing partners of BA Folk. She is a litigator with experience in a variety of practice areas including securities law, complex commercial litigation, and products liability defense.
Amy advises companies and individuals in the areas of corporate and securities law, including regulatory compliance for investment advisers, broker/dealers and securities, corporate formation, capital raising, broker-dealer and investment adviser formation and registration, securities litigation, white collar criminal defense, FINRA arbitrations, and SEC investigations, litigation, and appeals. Amy has registered investment advisers and broker dealers. She drafts private placement memoranda and subscription agreements. She provides...
David K. Jacobs
Charlotte, NC Securities Law Attorney with 28 years of experience
Securities, Business and Real Estate
University of North Carolina School of Law
John C. Saydlowski
Charlotte, NC Securities Law Attorney with 27 years of experience
Securities, Business and Environmental
Vermont Law School and Wake Forest University
Kristin Manzano
Charlotte, NC Securities Law Lawyer
Securities and Business
Tulane University
Barney Stewart III
Charlotte, NC Securities Law Lawyer with 53 years of experience
Securities, Antitrust, Arbitration & Mediation and Business
University of Oklahoma College of Law
Stacy Ackermann
Charlotte, NC Securities Law Attorney
Securities, Business and Real Estate
University of South Carolina
Mark Andrew Nebrig
Charlotte, NC Securities Law Lawyer with 22 years of experience
Securities and Business
Temple University
Jared Wade Poplin
Charlotte, NC Securities Law Lawyer with 22 years of experience
Securities and Business
University of North Carolina at Chapel Hill
Bradley Stephen Austin
Charlotte, NC Securities Law Attorney with 18 years of experience
Securities and Business
Wake Forest University School of Law
Mark Charles Prybylski
Charlotte, North Carolina Securities Law Attorney with 30 years of experience
(704) 343-2316
Bank of America Corporate Center
Charlotte, NORTH CAROLINA 28202
Securities, Business, Construction and International
University of Virginia School of Law and University of Virginia School of Law
Rakesh Gopalan
Charlotte, NC Securities Law Attorney with 18 years of experience
Patricia F. Hosmer
Charlotte, NC Securities Law Attorney with 30 years of experience
Securities, Business and Energy
University of North Carolina School of Law
Marvin L. Rogers
Charlotte, NC Securities Law Lawyer with 30 years of experience
Securities, Business, Energy and Real Estate
University of South Carolina School of Law
Richard William Viola
CHARLOTTE, NC Securities Law Attorney with 30 years of experience
(704) 343-2149
201 NORTH TRYON ST
P.O. BOX 31247 ( 28231 )
CHARLOTTE, NC 28202
Securities and Business
St. John's University School of Law and St. John's University School of Law
Barton C. Walker
Charlotte, NC Securities Law Attorney with 18 years of experience
Securities, Business, Family and Health Care
University of Notre Dame Law School
Colleen K. Heibeck
Charlotte, NC Securities Law Attorney with 22 years of experience
Securities, Business, Real Estate and Tax
Michigan State University College of Law
Robert Cox Jr
Charlotte, North Carolina Securities Law Lawyer
(704) 373-4637
Bank of America Corporate Center
Charlotte, NORTH CAROLINA 28202
Securities and Bankruptcy
Wake Forest University School of Law
Laura Yates Campoli
Charlotte, North Carolina Securities Law Lawyer
Securities and Communications
Anne Croteau
Raleigh, NC Securities Law Attorney
(919) 743-7353
4350 Lassiter at North Hills Avenue
#300
Raleigh, NC 27609
Securities and Business
Harvard Law School
Robert Andersen
Charlotte, NC Securities Law Attorney
(704) 444-1283
Bank of America Plaza
101 South Tryon Street
Charlotte, NC 28202
Securities, Administrative and Business
Neale Johnson
Greensboro, North Carolina Securities Law Lawyer with 26 years of experience
Securities, Bankruptcy, Business and Real Estate
Robert Kidwell
Greensboro, North Carolina Securities Law Attorney with 26 years of experience
Securities, Antitrust, Business and International
Stephen Klee
Greensboro, North Carolina Securities Law Lawyer with 31 years of experience
Securities, Antitrust, Business and Communications
Kent Auberry
Greensboro, North Carolina Securities Law Attorney with 42 years of experience
Securities, Antitrust, Business and IP
III Daniel
Raleigh, NC Securities Law Lawyer
(919) 743-7335
4350 Lassiter at North Hills Avenue
#300
Raleigh, NC 27609
Securities
Loyola University of Chicago School of Law
Jeffrey Aldrich
Charlotte, NC Securities Law Lawyer
Securities and Business
William and Mary School of Law
David Jonson
Raleigh, NC Securities Law Lawyer
(919) 743-7308
4350 Lassiter at North Hills Avenue
#300
Raleigh, NC 27609
Securities and Arbitration & Mediation
University of South Carolina
Robert Womble
Raleigh, NC Securities Law Lawyer
(919) 743-7309
4350 Lassiter at North Hills Avenue
#300
Raleigh, NC 27609
Securities and Tax
Georgetown University Law Center and Washington and Lee University
Curtis
Raleigh, NC Securities Law Lawyer
(919) 743-7307
4350 Lassiter at North Hills Avenue
#300
Raleigh, NC 27609
Securities and Business
Wake Forest University School of Law