Warren County Securities Lawyers

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Thomas Steed
Vance County, NC Securities Law Attorney with 42 years of experience
(919) 420-1832 400 Raleigh Rd
Henderson, NC 27536
Securities and Business
Law: Campbell University School of Law
James Penry
Claimed Lawyer ProfileSocial Media
James Penry
Wake County, NC Securities Law Lawyer with 45 years of experience
(919) 833-9449 1330 Saint Mary's Street
Suite 260
Raleigh, NC 27605
Free ConsultationSecurities, Arbitration & Mediation, Business and Stockbroker Fraud
Wake Forest University School of Law
I am a trial lawyer, and concentrate on commercial trials and arbitrations, with a special concentration in construction and securities matters. After law school, I clerked for a U.S. District Judge, and have been engaged in trial practice since 1983. I practiced in large regional and national firms until 2000, at which time my partner and I formed our litigation firm. I have tried, arbitrated and mediated hundreds of cases. I am licensed to practice law in North Carolina, South Carolina, Florida, and California.
Andrew Whiteman
Claimed Lawyer ProfileSocial Media
Andrew Whiteman
Wake County, NC Securities Law Attorney with 44 years of experience
(919) 571-8300 5400 Glenwood Avenue, Suite 225
Raleigh, NC 27612
Free ConsultationSecurities, Business, Insurance Claims and Stockbroker Fraud
Ohio State University - Columbus
Mr. Whiteman has represented clients in civil lawsuits and arbitrations for over three decades. The main focus of his practice is the representation of individuals in disputes with securities brokers and disability insurance companies.

Mr. Whiteman is admitted to practice before the federal and state courts in North Carolina, the Fourth Circuit Court of Appeals, and the United States Supreme Court. Mr. Whiteman holds a peer review rating of “AV” from Martindale-Hubbell, the highest available ranking in the areas of attorney competence and ethics.

Mr. Whiteman carefully evaluates potential cases based on their legal and factual merit, and welcomes all potential...
Neil Riemann
Claimed Lawyer ProfileSocial Media
Neil Riemann
Wake County, NC Securities Law Lawyer with 32 years of experience
(919) 833-9449 510 Glenwood Ave
Raleigh, NC 27603
Securities, Appeals, Construction and Stockbroker Fraud
University of Michigan - Ann Arbor
Neil Riemann tries, arbitrates, and takes appeals in business disputes. He has handled cases in federal and state courts as well as cases before arbitrators and governmental agencies. Most of his cases involve construction disputes, disputes between customers and their financial advisors, claims for insurance coverage, and claims of fraud or unfair practices.
Daniel Watts
Claimed Lawyer ProfileSocial Media
Daniel Watts
Wake County, NC Securities Law Attorney with 9 years of experience
(919) 571-8300 5400 Glenwood Avenue
Suite 225
Raleigh, NC 27612
Securities, Business, Insurance Claims and Stockbroker Fraud
Elon University School of Law
Mr. Watts is a native of Raleigh, North Carolina and attended Elon University, where he played varsity basketball and received numerous academic honors. After graduating from Elon in 2011, Mr. Watts worked as a pro bono intern at the Office of the Federal Public Defender in Raleigh, North Carolina.

In August 2012, Mr. Watts returned to Elon University School of Law to begin his legal studies as a Presidential Scholar. While in law school, Mr. Watts served as the Symposium Editor of the Elon Law Review, competed on behalf of the Elon Law Moot Court Board, mentored students as a Dean’s...
Robert Falkner
Wake County, NC Securities Law Attorney
(440) 203-2015 Condor Ct
Raleigh, NC 27615
Securities and Business
Robert Womble
Wake County, NC Securities Law Lawyer
(919) 743-7309 4350 Lassiter at North Hills Avenue
#300
Raleigh, NC 27609
Securities and Tax
Georgetown University Law Center and Washington and Lee University
David Jonson
Wake County, NC Securities Law Lawyer
(919) 743-7308 4350 Lassiter at North Hills Avenue
#300
Raleigh, NC 27609
Securities and Arbitration & Mediation
University of South Carolina
III Daniel
Wake County, NC Securities Law Lawyer
(919) 743-7335 4350 Lassiter at North Hills Avenue
#300
Raleigh, NC 27609
Securities
Loyola University of Chicago School of Law
Anne Croteau
Wake County, NC Securities Law Attorney
(919) 743-7353 4350 Lassiter at North Hills Avenue
#300
Raleigh, NC 27609
Securities and Business
Harvard Law School
Grayson S. Hale
Wake County, NC Securities Law Attorney with 26 years of experience
(919) 590-0375 421 Fayetteville Street
Suite 530
Raleigh, NC 27601
Securities and Business
University of Arkansas School of Law and University of Arkansas
Curtis
Wake County, NC Securities Law Lawyer
(919) 743-7307 4350 Lassiter at North Hills Avenue
#300
Raleigh, NC 27609
Securities and Business
Wake Forest University School of Law
Edward Rojas
Wake County, NC Securities Law Lawyer
(919) 755-2162 Post Office Box 831
Raleigh, NC 27602
Securities, Business and Tax
Matthew Cunningham
Wake County, North Carolina Securities Law Attorney with 24 years of experience
(919) 755-8703 Two Hannover Square
Raleigh, NORTH CAROLINA 27601
Securities, Antitrust, Business and Communications
Christopher Richardson
Wake County, North Carolina Securities Law Attorney
(919) 755-6692 2600 Two Hannover Square
Raleigh, NORTH CAROLINA 27601
Securities
Harvard Law School
Keith Black
Wake County, NC Securities Law Lawyer
(440) 203-2015 Condor Ct
Raleigh, NC 27615
Securities, Antitrust, Business and Health Care
Dorinda Peacock
Wake County, NC Securities Law Lawyer
(919) 420-1733 6601 Six Forks Road
Suite 400
Raleigh, NC 27615
Securities, Business and Real Estate
Law: University of North Carolina
Christopher Matton
Wake County, NC Securities Law Lawyer with 30 years of experience
(919) 420-1785 6601 Six Forks Road
Suite 400
Raleigh, NC 27615
Securities and Business
Law: Wake Forest University
Lisa Dixon
Wake County, NC Securities Law Lawyer
(919) 420-1778 6601 Six Forks Road
Suite 400
Raleigh, NC 27615
Securities, Business and Real Estate
Law: University of North Carolina at Chapel Hill School of Law
Jon Gerty
Wake County, NC Securities Law Lawyer
(440) 203-2015 Condor Ct
Raleigh, NC 27615
Securities, Business and Criminal
College of Law of England and Wales
L Neal Ellis Jr.
Wake County, North Carolina Securities Law Lawyer
(919) 899-3019 Hunton & Williams LLP
Raleigh, NORTH CAROLINA 27601
Securities, Business, Communications and Environmental
University of Virginia School of Law
William Patterson
Wake County, North Carolina Securities Law Attorney
(919) 899-3022 Hunton & Williams LLP
Raleigh, NORTH CAROLINA 27601
Securities, Business, Family and Tax
University of North Carolina School of Law
David Prince Creekman
Wake County, North Carolina Securities Law Attorney with 16 years of experience
(919) 899-3063 Hunton & Williams LLP
Raleigh, NORTH CAROLINA 27601
Securities and Business
New York University School of Law and Harvard Law School
Heather Mallard
Wake County, NC Securities Law Lawyer
(919) 755-2176 150 Fayetteville Street
#2100
Raleigh, NC 27601
Securities and Business
Jonathan Jenkins
Wake County, NC Securities Law Lawyer
(919) 755-2188 150 Fayetteville Street
Raleigh, NC 27601
Securities
Vanderbilt University School of Law
Donald T. Locke
Wake County, NC Securities Law Lawyer with 37 years of experience
(919) 264-4081 10505 Byrum Woods Dr
Raleigh, NC 27613
Securities, Bankruptcy, Business and Energy
University of South Carolina School of Law
Joanna Leigh Jordan-Wu
Wake County, NC Securities Law Lawyer
4704 Stiller St
Raleigh, NC 27609
Securities and Business
Duke University School of Law
John Robert Bowler
Durham County, NC Securities Law Lawyer
(919) 382-2371 3404 N Duke St
Durham, NC 27704
Securities, Bankruptcy, Business and Real Estate
Sonya Tien
Claimed Lawyer ProfileSocial Media
Sonya Tien
Wake County, NC Securities Law Attorney with 12 years of experience
(919) 800-2000 5540 Centerview Drive
Suite 200
Raleigh, NC 27606
Free ConsultationPersonal Injury and Products Liability
Columbia Law School
I have been assisting personal injury victims in their recovery for over ten years. I earned my law degree from Columbia University, where I was honored as a Harlan Fiske Stone Scholar. Additionally, I hold a business degree from the University of North Carolina at Chapel Hill, Kenan Flagler Business School, where I was awarded 17 scholarships. Since 2020, I have been recognized as a Rising Star by Super Lawyers and have been featured on the cover of Super Lawyers Magazine for Solo Success. My published work has appeared in the Wall Street Lawyer and the Practising Law Institute. I have...
John Price
Claimed Lawyer Profile
John Price
Durham County, NC Securities Law Attorney with 52 years of experience
(919) 313-4571 4819 Emperor Blvd.
Suite 400
Durham, NC 27703
Securities, Antitrust and IP
University of Kansas School of Law
John A. Price has over four decades of legal experience, including first chair trial experience on a variety of complex business and commercial litigation matters with special emphasis on the areas of antitrust and unfair/deceptive trade practices, business torts, securities fraud, intellectual property, minority shareholder, regulatory, products liability, environmental, and a wide spectrum of business disputes. He is ranked AV Preeminent with 5 out of 5 for legal ability and ethics by Martindale-Hubbell in a peer-reviewed rating. He is certified in civil litigation by the Texas Board of Legal Specialization, licensed to practice law in Kansas, Texas and...
Amy Folk
Claimed Lawyer Profile
Amy Folk
Wake County, NC Securities Law Attorney
(919) 825-1250 5000 Centregreen Way Suite 500
Cary, NC 27513
Securities and Business
Amy is one of the founding members and managing partners of BA Folk. She is a litigator with experience in a variety of practice areas including securities law, complex commercial litigation, and products liability defense.

Amy advises companies and individuals in the areas of corporate and securities law, including regulatory compliance for investment advisers, broker/dealers and securities, corporate formation, capital raising, broker-dealer and investment adviser formation and registration, securities litigation, white collar criminal defense, FINRA arbitrations, and SEC investigations, litigation, and appeals. Amy has registered investment advisers and broker dealers. She drafts private placement memoranda and subscription agreements. She provides...
John Russell
Durham County, NC Securities Law Attorney
(919) 466-1117 65 TW Alexander Drive
Durham, NC 27709
Securities, Business and Health Care
Harvard Law School
Stephen Klee
Guilford County, North Carolina Securities Law Lawyer with 31 years of experience
(336) 378-5279 300 N. Greene Street
Greensboro, NORTH CAROLINA 27401
Securities, Antitrust, Business and Communications
Robert Kidwell
Guilford County, North Carolina Securities Law Attorney with 26 years of experience
(336) 378-5483 300 N. Greene Street
Greensboro, NORTH CAROLINA 27401
Securities, Antitrust, Business and International
Neale Johnson
Guilford County, North Carolina Securities Law Lawyer with 26 years of experience
(336) 378-5319 300 N. Greene Street
Greensboro, NORTH CAROLINA 27401
Securities, Bankruptcy, Business and Real Estate
Kent Auberry
Guilford County, North Carolina Securities Law Attorney with 43 years of experience
(336) 378-5284 300 N. Greene Street
Greensboro, NORTH CAROLINA 27401
Securities, Antitrust, Business and IP
David Bryant Baddour
Durham County, NC Securities Law Attorney
(919) 484-2352 2530 Meridian Parkway
Durham, NC 27713
Securities and Business
Jennifer Lynn Ammirati
Durham County, NC Securities Law Lawyer
(919) 484-2320 2530 Meridian Parkway
Durham, NC 27713
Securities and Business
Alexander Audilet
Guilford County, North Carolina Securities Law Attorney with 37 years of experience
(336) 378-5438 300 N. Greene Street
Greensboro, NORTH CAROLINA 27401
Securities, Antitrust, Business and Real Estate
Wake Forest University School of Law
Johnson
Durham County, NC Securities Law Attorney
(919) 484-2312 2530 Meridian Parkway
Durham, NC 27713
Securities, Antitrust and Business