Utica Securities Lawyers

Stephen S. Stallings is an experienced trial lawyer with over two decades of public and private experience providing counsel in False Claims Act/qui tam matters, white collar defense, commercial and securities litigation, FCPA, corporate compliance and internal investigations. He frequently serves as lead trial counsel in complex federal cases.

Mr. Stallings served for over seven years as an Assistant United States Attorney for the U.S. Department of Justice, where he prosecuted fraud and public corruption matters through investigation, indictment, trial and appeal in the U.S. Attorney's Offices for the Southern District of Florida in Miami and the Western District of...

I am the principal of Michael J. Betts LLC and have over thirty-eight years of experience handling a broad range of civil litigation matters, with an emphasis on commercial litigation and business disputes, securities litigation, FINRA arbitrations and other investment-related claims, trade secret and restrictive covenant litigation and professional negligence claims.

I also serve as an alternative dispute resolution neutral and have been selected by litigants to serve as mediator in numerous cases. I am certified as a mediator by the United States District Court for the Western District of Pennsylvania. I also am on the national arbitrator rosters...

Daniel P. Lynch, Founder and Managing Partner of The Lynch Law Group, has been a practicing attorney for more than 26 years. His areas of strength and experience include commercial litigation; securities litigation; employment law counseling and litigation; business succession planning; mergers and acquisitions and general corporate transactions.

Dan is a success-driven leader with superior organization and communication skills. He has practical business experience, a solid work ethic and brings an entrepreneurial approach to his practice of law.

Attorney Chad M. Ostrosky represents investors, business owners, and financial professionals nationwide with extensive experience in FINRA arbitrations, investment loss recovery, financial services employment matters, and defending against SEC, FINRA, CFP, and state investigations. Attorney Ostrosky provides straight forward, simple advice ensuring that each of his clients fully understand all available options. He is a Life Member of the Million Dollar Advocates Forum®, The Top Trial Lawyers in America®. Additionally, Attorney Ostrosky serves or has served as an arbitrator for the Financial Industry Regulatory Authority (FINRA), the National Futures Association (NFA), and the Westmoreland County Court of Common Pleas.

Born and raised in the Pittsburgh area, Mark has practiced law in Pittsburgh as counsel to businesses of all sizes for over 30 years. He represents business clients in transactions because the work focuses on the achievement of a future event—and all parties to the transaction work towards a common goal. His practice is fast-paced and provides him with experience in a number of industries.

Mark provides general corporate legal services primarily to owner-managed businesses, including family-owned businesses. His practice includes securities law, acquisitions, various forms of debt and equity financing, including investment crowdfunding and private placements; real estate transactions, including...