San Diego Securities Lawyers

Recipient: Awarded Best Article, 1986-1987 Edition of Texas Tech Law Review. Publications: A Detailed Analysis of United States v. O'Hagan: Onward Through the Evolution of the Federal Securities Laws, 59 La. L. Rev. 1 (1998); State Takeover Laws, Insider Trading, and the Interplay Between the Two: A New Perspective, 91 W.VA. L. Rev. 1001 (1989) (co-authored); Why The Approach of Heckman v. Ahmanson Will Not Become the Prevailing Greenmail Viewpoint: Race to the Bottom Continues, 18 TX. Tech L. Rev. 1083 (1987); Effective Supervision, Investor Confidence and Capital Formation, Practicing Law Institute, Corporate Law and Practice, Securities Arbitration 2006, Vol....

Structured Capital LLC (SC LLC) is a private investment banking firm dedicated exclusively to the private placement market. The Company has completed over 450 senior, subordinated and private equity financing, totaling more than $14 billion. SC LLC offers its clients experience, technology, resources and expertise in accessing the private placement capital markets.

SC LLC is a highly experienced independent investment bank, who principal owner and managing director was licensed with the following regulatory agencies for over 30 years:

Josh has over two decades of experience guiding insurance companies and other providers of financial services through the complexities of regulatory compliance and corporate transactions. Josh has served as the U.S. general counsel for a top North American insurance and financial services provider, and also previously led non-legal operations and marketing functions at two different industry providers. He uses this extensive background to counsel clients across a vast array of legal, compliance, operations, and marketing challenges, including: Corporate / Transactional Life Insurance & Annuities Insurance Holding Company Act General Insurance Regulatory Reinsurance & Risk Management Executive Management Support Mergers & Acquisitions Distributor Contracting & Regulation Outside General Counsel In the compliance...

My clients are business owners who are concerned that they are not complying with employment laws. I work with them to create policies, procedures, and manuals and provide training, investigations, and counseling regarding hiring, firing, and compliance with employment laws. I also work with business owners who want to start, buy, operate, or sell a business or a commercial real estate property.

Trial lawyer practicing in business and commercial litigation with a comprehensive background representing clients in a diverse range of practice areas and industries, including banking and finance, contracts, business torts, real estate, IP, bankruptcy, M&A, securities, construction, employment, tax-exempt organizations, antitrust and corporate governance.

General Counsel

The Law Office of James Zier, P.C. is a full service law firm representing clients throughout Pearland, the Houston metropolitan area, Texas, and the world. Mr. Zier has broad experience in civil litigation, criminal litigation, and transactional matters.