Ocean Park Securities Lawyers

I work as part of a team of entrepreneurial-minded business lawyers who provide practical advice, transparent flat rates, and quick turnaround times. We use custom technology to decrease costs, increase efficiency, and provide the highest quality legal services at competitive rates. We offer transparent flat rates, so you will know upfront what services you will receive and at what price. We remove unnecessary legalese and craft our documents so they are easier to understand. We are accessible; we keep you informed on your matter and respond promptly to your questions and concerns. We help businesses with all aspects of startup...

My practice covers a broad variety of business and intellectual property matters, including, drafting and negotiating technology contracts (e.g., SaaS, software licensing, etc.), preparing and managing investments in private companies, preparing federal trademark registration applications and managing trademark portfolios, drafting privacy policies and addendums (with hands-on experience with CANSPAM, CCPA, and GDPR), drafting and maintaining corporate records, and conducting due diligence (including coordinating review of documents with outside counsel).

I am a qualified securities attorney with over 33 years of experience representing and counseling reporting companies under the 1933 and 1934 Securities and Exchange Acts. My practice primarily focuses on serving as securities counsel, compliance counsel, and general counsel for corporate clients. I have extensive experience in preparing, completing, and filing Exchange Act reports with the SEC, ensuring timely and accurate compliance with all regulatory requirements. As compliance counsel, I develop, instruct, and monitor corporate insider trading policies, Sarbanes-Oxley compliance guidelines, and corporate ethics policies. In my role as general counsel, I advise companies on compliance with state corporate laws and...